Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Regions Investment Solutions is a marketing name of Cetera Investment Services. Tammy LoCascio Chief Operating Officer . Sorry, No data match for your criteria. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Misra is responsible for overseeing the company's data strategy and enterprise data . Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Regions Bank is an Equal Housing Lender and Member FDIC. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. By Jeremy King | February 9, 2021. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Internet Explorer presents a security risk. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Smith began his banking career at Deposit Guaranty as a management trainee. Plimpton joined Regions in 2020, following an 18-year career at General Electric. Regions News on Twitter: @RegionsNews. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. The LifeGreen color is a trademark of Regions Bank. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. John Turner is president and chief executive officer of Regions Financial Corporation. Chief Financial Officer. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. He earned a masters degree in Human Resources from Boston University. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Community Affairs Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Senior Executive Vice President David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Chief Risk Officer . Nix will report to Tara Plimpton, chief legal officer for the bank. Senior Executive Vice President Keenan earned a bachelors degree in Political Science from Furman University. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Anthony Restel President, Regional Banking . He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. 2023Gartner, Inc. and/or its affiliates. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Executive Vice President Corporate governance is my passion. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. A bank executive develops a new product, maybe a fee-generation concept. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. Mehlman received her bachelors degree from Cornell University. Regions Bank Names Andrew Nix as Chief Governance Officer He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. David Popwell President, Specialty Banking . The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Senior Executive Vice President Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. She leads all institutional, retail and fixed income investor relations functions. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. The LifeGreen color is a trademark of Regions Bank. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Scott M. Peters Core Product Marketing. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. You should consult privacy disclosures at the linked website for further information. and Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Danella earned a bachelors degree in Economics and English from Vanderbilt. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Beth Ardoin Chief Communications Officer . Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Tara Plimpton - Senior Executive Vice President Chief Legal Officer Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Gartner Terms of Use Senior Executive Vice President In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Bank Compliance Officer Job Description Example These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Head of Wealth Management Group. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . He is a member of the Regions Executive Leadership Team. Regions Financial's Chief Operating Officer John Owen to retire Head of Commercial Banking. He joined Assurant as senior vice president of Information Technology. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year.